John G. Cataldo

Partner

Overview
  • John leverages his extensive experience in corporate governance, regulatory compliance, and securities law to assist individuals and corporate clients with complex business matters, including mergers and acquisitions; corporate finance; regulatory inquiries and investigations defense; anti-money laundering compliance; complex corporate litigation; corporate formation and operations; and succession planning. Focused on corporate law and broker-dealer compliance, John provides regulatory defense, guidance on state and SEC registration, and strategic advice relative to corporate transactions and operations, including domestic and international transactions.
  • Securities law and regulation compliance
  • Regulatory defense
  • Complex corporate litigation
  • John can often be found perfecting his swing on the golf course with his sons. A former prosecutor for an active state securities regulatory agency, he knows his way around high-stakes litigation, but he also knows the value of giving back. John actively serves on multiple nonprofit boards, lending his expertise in executive and advisory roles. Whether he’s shaping legal strategies or shaping his short game, John brings dedication and precision to everything he does!

Education

  • New England Law, J.D.
  • Boston University, B.A.

Admissions

  • Commonwealth of Massachusetts
  • Washington, D.C.
  • Securities Industry Licensure (Series 7, 24, 63 and 65)

 

Our mission is to empower clients—start-ups and institutions alike—with strategies for enduring success.

How May We Help You?