- John leverages his extensive experience in corporate governance, regulatory compliance, and securities law to assist individuals and corporate clients with complex business matters, including mergers and acquisitions; corporate finance; regulatory inquiries and investigations defense; anti-money laundering compliance; complex corporate litigation; corporate formation and operations; and succession planning. Focused on corporate law and broker-dealer compliance, John provides regulatory defense, guidance on state and SEC registration, and strategic advice relative to corporate transactions and operations, including domestic and international transactions.
