Business arbitration is a legal mechanism for the private resolution of disputes, without a formal trial. Arbitrations are decided by a neutral arbitrator (or panel of arbitrators) chosen by the parties, rather than by a state or federal court. Compared to traditional trials, arbitration can be completed less expensively and in less time. And arbitration is usually confidential, as opposed
Client Saves Business in FINRA Arbitration. Our Securities Practice team recently achieved a victory for a key executive associated with a national broker-dealer in a hard-fought FINRA arbitration. When a national broker-dealer breached its contract with our client, he resigned and aligned himself and his more than 100 financial advisors with another broker-dealer. The former broker-dealer retaliated with significant claims
Arbitration Win in Dispute with Former Employee. Our Securities Practice team won a substantial FINRA arbitration award on behalf of an investment bank in a dispute with one of its former financial advisors concerning a loan. Our team brought claims following the former advisor’s failure to pay back the principal and accrued interest at the end of his employment with
Business arbitration is a legal mechanism for the private resolution of disputes, without a formal trial. Arbitrations are decided by a neutral arbitrator (or panel of arbitrators) chosen by the parties, rather than by a state or federal court. Compared to traditional trials, arbitration can be completed less expensively and in less time. And arbitration is usually confidential, as opposed
Client Saves Business in FINRA Arbitration. Our Securities Practice team recently achieved a victory for a key executive associated with a national broker-dealer in a hard-fought FINRA arbitration. When a national broker-dealer breached its contract with our client, he resigned and aligned himself and his more than 100 financial advisors with another broker-dealer. The former broker-dealer retaliated with significant claims
Arbitration Win in Dispute with Former Employee. Our Securities Practice team won a substantial FINRA arbitration award on behalf of an investment bank in a dispute with one of its former financial advisors concerning a loan. Our team brought claims following the former advisor’s failure to pay back the principal and accrued interest at the end of his employment with