fraud

FINRA Arbitration Award for Investment Bank

Arbitration Win in Dispute with Former Employee. Our Securities Practice team won a substantial FINRA arbitration award on behalf of an investment bank in a dispute with one of its former financial advisors concerning a loan. Our team brought claims following the former advisor’s failure to pay back the principal and accrued interest at the end of his employment with

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FINRA Arbitration Award for Investment Bank

Arbitration Win in Dispute with Former Employee. Our Securities Practice team won a substantial FINRA arbitration award on behalf of an investment bank in a dispute with one of its former financial advisors concerning a loan. Our team brought claims following the former advisor’s failure to pay back the principal and accrued interest at the end of his employment with

Read More »

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